Thesis
Writing
Developed by The Center for Communication Practices at Rensselaer Polytechnic Institute,
Troy, New York.
Introduction
As far as I know, there's no etymological connection between
thesis and Theseus, but there is a metaphoric
one. Theseus, mythical hero of ancient Greece, found his way
through the Cretan Labyrinth by following a thread. Likewise,
a thesis allows both reader and writer to find their ways
through a labyrinth of ideas by following a thread of thought.
That is, a thesis crystallizes the controlling idea of an
essay and, thus, helps us to keep track of that idea as it
develops through the body of the text. If we were not able
to formulate theses and to understand and evaluate the theses
of others, we would be hopelessly lost amidst a maze of chaotic
impressions, for there is no structure to experience exclend
that imposed by the human mind.
When we formulate theses, we make experience
comprehensible: we organize the chaos. As researchers, we
begin to pick up facts and experiences that are relevant to
our theses--just as magnets pick up iron filings--and we leave
what is irrelevant behind. Thus, for both reader and writer,
a thesis cuts through immense confusion to make one point
perfectly clear. A good thesis, then, is essential to a well-written
analytical essay, and at least four things are essential to
a good thesis: it must be clearly defined, adequately focused,
well supported, and relatively high in the orders of knowledge.
Defining Your Thesis
Like topic sentences, theses can be simple (stated explicitly,
either in one sentence or in several consecutive sentences),
delayed-completion (begun in one sentence and completed at
some point later in the essay), assembled (scattered in bits
and pieces throughout the essay), or inferred (never explicitly
stated--left for the reader to surmise) (Braddock, 310-323).
But however the thesis is presented, it should be clearly
defined, or, in the case of an inferred thesis, clearly definable.
Even if you have chosen to use a delayed-completion, assembled,
or inferred thesis, you should be able to articulate that
thesis in a simple, explicit statement.
Two things happen when you fail to define
your thesis clearly:
- First, you don't know what you have
committed yourself to--in fact, you may not have committed
yourself to anything. As a result, your paper lacks unity.
A unified essay is one in which all of your arguments, directly
or indirectly, support your thesis. (Although good writers
do acknowledge opposing points of view and may even
concede a point here or there, they usually do so for rhetorical
purposes--to enhance their own credibility by indicating
that they are aware of and capable of responding to opposing
views.) If you have not defined your thesis clearly, you
will not know what your arguments should support. Consequently,
you will ramble: some of your arguments will be irrelevant
to any thesis your readers might infer; others will be contradictory.
Whatever unity you achieve will be largely accidental.
- The second consequence of an inadequately
defined thesis stems directly from the first: when you don't
know what you have committed yourself to, your essay lacks
unity, and your readers have no thread to help them find
their way through your thoughts. As you ramble, your readers
grope.
Focusing Your Thesis
A thesis can be clearly defined and still lead to a rambling
essay if it is not adequately focused. A good thesis narrows
your topic to an idea that you can successfully develop within
the framework of your essay. From the general topic of health
hazards, you might propose a thesis such as, "The average
American is exposed to many health hazards." This thesis,
though clearly defined, is so broad that you would never be
able to cover it adequately in a short essay. You would wind
up either jumping from one health hazard to another, discussing
each only superficially, or zeroing in on one or two health
hazards and, thus, failing to demonstrate your own thesis.
A more narrowly focused thesis, such as "The Constitution
of the United States should be amended to prohibit the production
and sale of cigarettes," commits you to an idea that
you can carefully analyze and defend in four or five pages.
Supporting Your Thesis
The third requirement of a good thesis, that it be well supported,
might more properly be considered a requirement of the essay
as a whole. In any case, if the essay is to be effective--if
it is to persuade readers of your thesis, or at least of your
credibility--you must provide arguments that are cogent and
numerous enough to satisfy the critical reader, and you must
go on to support these arguments with facts and examples.
Orders of Knowledge
The fourth requirement of a good thesis is that it be relatively
high in the orders of knowledge. Benjamin Bloom divides cognitive
skills into five basic categories and arranges those categories
(in ascending order of complexity) into the following hierarchy:
comprehension, application, analysis, synthesis, and evaluation
(Bloom, 204-207). In a similar hierarchy, Mortimer Adler divides
knowledge into three classes: statements of facts, statements
about facts, and statements about statements (Adler, 222-224).
If your thesis falls at the lowest level of either of these
hierarchies, your paper will be nothing more than a report
or a survey. This is fine if that's all you intend your paper
to be. But if you intend your paper to be more than a report,
you must develop a thesis that is more than a statement of
fact.
For example, if your "thesis"
is that "In experiments conducted by the American Cancer
Institue, 70 percent of the rats subjected to cigarette smoke
over a two-year period died of lung cancer," your paper
can hardly develop into anything more than a report about
the experiments and their results. However, if you draw some
conclusion from this statement of fact and make that your
thesis, you advance to Adler's second order of knowledge:
statements about facts. At this level, your thesis might be
"Scientific experiments suggest a close link between
cigarette smoking and lung cancer," or a less cautious
assertion, "Cigarette smoking is the major cause of lung
cancer." With either of these theses, you have an argument
on your hands. You have made a statement that is not entirely
self-evident, one that will not be universally agreed with,
one that you will have to defend. But if you risk one step
further and make a statement about this statement, you generate
the spark of a potentially informative, provocative, and animated
essay. For example, building on the proposition that cigarette
smoking causes lung cancer, you might propose that the Constitution
of the United States be amended to prohibit the production
and sale of cigarettes.
Adler would classify theses of this order
as statements about statements. As such, they not only encourage
more stimulating essays, they also allow you to develop your
essay logically by referring back to statements at the two
lower levels: you present arguments (statements about facts)
to support your thesis, and facts and examples (statements
of fact) to support your arguments. For example, to support
the thesis that the Constitution should be amended to prohibit
the production and sale of cigarettes, you can draw upon the
argument that cigarette smoking causes lung cancer; and to
support this argument, you can draw upon the fact that in
ACI experiments, 70 percent of the rats subjected to cigarette
smoke died of lung cancer. Thus, theses that are statements
about statements allow you to develop a layered effect that
is impossible to achieve in a report or survey.
Tentative and Definitive Theses
Finally, there is an important distinction between a tentative
and a definitive thesis. A tentative or working thesis is
often valuable in the early stages of the writing process
in that it guides your inquiry into your subject, suggesting
questions, problems, and strategies. The best definitive theses,
however, generally come late in the writing process. Hence,
the writing process is not simply a means of codifying what
you already know; it is a means of pushing beyond the commonplace,
of exhausting the obvious, and of discovering what it is you
ultimately want to say.
A good thesis, though essential to a good
analytical essay, is not a panacea for sloppy exposition--there
are scores of other things you must consider as you compose
(such as style, syntax, organization, originality, punctuation,
and diction). However, developing a thesis that is clearly
expressed, adequately focused, well supported, and high in
the orders of knowledge goes a long way toward ensuring the
success of your essay.
References
- Adler, Mortimer. Dialectic.
London: Kegan Paul, 1927.
- Bloom, Benjamin, ed. Taxonomy of
Educational Objectives: Handbook I. New York: David
McKay, 1956.
- Braddock, Richard. "The Frequency
and Placement of Topic Sentences in Expository Prose."
The Writing Teacher's Sourcebook. Ed. Gary
Tate and Edward P. J. Corbett. New York: Oxford University
Press, 1981.
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